◆ Autonomous Judge
Sits between any proposed recommendation and the client, independently re-deriving fit against the client's risk profile, objectives and the best-interest standard, then clearing or blocking it. The fiduciary gate: no recommendation reaches a client without its signed approval, and a senior oversight agent reviews any block.
Memory
Working The recommendation, the client profile, the fit assessment.
Episodic The client's prior recommendations and any past objections.
Semantic Reg BI / fiduciary standards, product risk ratings, concentration rules.
Procedural Documentation patterns that survived supervisory-oversight review.
Store Vector store + immutable suitability ledger
Orchestration
MCPA2A
Harness · Managed Agents … judge configuration; every assessment logged immutably for supervisory exam.
Tools
{ } Client profile + risk tolerance API ⌕ Product risk + cost data Retrieval ⌕ Reg BI / suitability rules (RAG) Retrieval ⇄ Escalation to supervisory-oversight agent A2A
Evals & guardrails
- Cannot bless a recommendation outside the client's risk band; forced escalation to the supervisory-oversight agent.
- Agent-as-judge calibration against a gold set of supervisory-oversight-reviewed cases.
- Immutable audit log of every assessment for FINRA / SEC examination.
- Signed approval required before any recommendation reaches a client; the gate is the agent, not a sign-off queue.
Offline reflection
Replays assessments later overturned by the supervisory-oversight agent to recalibrate its fit thresholds and documentation … never to widen its own authority.
Frontier edge
- ▲Formal action-gating: provably cannot bless a recommendation outside the client's risk band; every assessment is cryptographically signed and replayable for the examiner.
- ▲Confidential compute: evaluates client PII inside a secure enclave (TEE) so the profile is never in clear, even to the model host.
- ▲Eval-gated continual learning: recalibrates fit thresholds only from supervisory-oversight-reviewed gold cases, never widening its own authority between runs.
A sample run
Trigger Proposed reallocation into an illiquid alternatives sleeve for a retiree.
- 1Check the product's liquidity + risk rating against the client's profile.
- 2Test the resulting concentration and liquidity-need coverage.
- 3Find a prior objection to lock-ups in the client's history.
Output Blocks the recommendation on a liquidity mismatch and routes it to the supervisory-oversight agent with the evidence assembled; the client never sees it.
In numbers
100%
Recommendations gated
38 s
Median assessment latency
Handoffs
Across ⇢ Compliance … Supervision for supervisory-oversight review + exam support