The Agentic Bank

Regulatory Liaison Agent

⬡ Envoy Drafts and tracks correspondence with regulators.
◆ Supervised Worker

Drafts responses to regulator letters and information requests: consistent with prior positions, cited to the record, and tracked against the deadline. Maintains the correspondence ledger and commitments register so each answer stays self-consistent with the last, and routes the draft through a legal-QA judge and a senior counsel agent before it sends.

Memory

Working The incoming request + the draft response.
Episodic The full history of correspondence and positions taken with this regulator.
Semantic The bank's regulatory commitments and their owners.
Store Correspondence ledger + commitments register

Orchestration

MCPA2A

Harness · Managed Agents … drafting session with a legal-QA judge; deadline tracker.

Tools

{ } Correspondence + matter system API Prior-positions retrieval Retrieval Legal-QA judge A2A Senior counsel agent sign-off A2A

Evals & guardrails

  • Consistency check against prior positions before a draft is offered.
  • A senior counsel agent must approve before anything goes to a regulator … the agent never sends ungated.
  • Deadline-tracking guardrail: response-clock breaches escalate immediately.

Frontier edge

  • Causal consistency reasoning: models how a proposed answer interacts with every prior position taken with this regulator, flagging the contradiction before the counsel agent does, not just retrieving the nearest precedent.
  • World-model response simulation: previews the likely supervisory follow-up a given framing invites, so the counsel agent can steer the answer before it commits the bank to a corner.
  • Proactive commitment tracking: anticipates which open commitments a new request reopens and surfaces them unprompted, keeping the record self-consistent over years.

Handoffs

More on the Legal desk