The Agentic Bank

High-Touch Sales Trading Agent

⬡ Concierge Works blocks end-to-end; routes capital commitment to a desk-head agent gate.
◆ Supervised Worker

Reads the client order, sizes it against ADV, and works a strategy (algo, dark, or capital commitment) with the trade-offs scored. Agency flow it works straight through, streaming colour to the client; anything that commits the bank's capital it routes to the desk-head/risk agent gate.

Memory

Working The order, the working plan, fills so far vs. benchmark.
Episodic This client's prior orders and execution preferences.
Semantic Algo behaviours, venue toxicity, best-ex policy.
Procedural Strategy playbooks per order profile, refined from outcomes.
Store Order store + client preference graph

Orchestration

pipeline MCPA2A

Harness · Managed Agents … order session; context editing on long working orders.

Tools

{ } OMS/EMS API { } Algo suite API TCA + venue analytics Retrieval { } Client chat (Bloomberg/Symphony) API Desk-head agent approval channel A2A

Evals & guardrails

  • Capital commitment and crossing decisions gated by the desk-head/risk agent before commit.
  • Best-execution policy gate before any strategy is sent.
  • Slippage-vs-benchmark tracked per strategy and cohort.

Frontier edge

  • World-model simulation: pre-runs the order through a market-impact model to forecast the slippage band before a single child order goes out.
  • Voice-native client colour: speaks the working update back to the client and reads their chat/voice reply natively, no copy-paste.
  • Long-horizon autonomy: holds the working-strategy thread across a multi-hour parent order without losing the benchmark context.

A sample run

Trigger Client order: sell 8% of ADV in a mid-cap, limit the footprint.
  1. 1Estimate market impact; compare a VWAP slice against a dark-aggregation route.
  2. 2Draft a working plan and the expected slippage band.
  3. 3Send the agency strategy; stream colour back to the client.
Output Works the order via the chosen algo with live client updates; routes any principal-risk alternative to the desk-head/risk agent for approval.

In numbers

2,300
Orders triaged / day
−1.8 bps
Avg. slippage vs. arrival

Handoffs

Across ⇢ Operations → Trade Support for booking

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