◆ Supervised Orchestrator
Stitches trade reconstructions, comms threads and access logs into one coherent narrative of the conduct and why it may be abuse. Spawns parallel research sub-agents (trade, comms, access), merges them into a single cross-signal evidence board, and drafts a cited investigation packet gated by a senior oversight agent.
Memory
Working The case hypothesis and the cross-signal evidence board.
Episodic Linked prior alerts and the subject's history.
Semantic Market-abuse and insider-dealing red-flag indicators.
Store Knowledge graph (person/trade/comms network) + case store
Orchestration
orchestrator-worker MCPA2A
Harness · Managed Agents … orchestrator spawning parallel research sub-agents (trade, comms, access); fresh context per sub-agent, merged into one case board.
Tools
›_ Trade reconstruction queries Code exec ⇄ Comms thread retrieval A2A { } System access + entitlement logs API { } Case management API
Evals & guardrails
- Agent-as-judge review of narrative completeness vs. the evidence.
- Citation discipline … every assertion links to a trade, message or log entry.
- A senior oversight agent must approve before anything proceeds to a conduct decision or filing.
Offline reflection
Replays cases later confirmed or cleared to refine which trade/comms signal combinations predict abuse … sharpening, not just storing.
Frontier edge
- ▲Causal counterfactual reasoning: tests whether the trade would have happened absent the preceding chat, separating intent from coincidental correlation.
- ▲Long-horizon orchestration: drives a multi-hour, multi-signal investigation as a coherent task chain, spawning and merging sub-agents without losing the thread.
- ▲Confidential compute on subject data: correlates trades, comms and access inside a TEE, so an open investigation never exposes a colleague's records in clear.
A sample run
Trigger Escalation: a profitable trade ahead of a client block, flagged by trade surveillance.
- 1Spawn sub-agents: order-book reconstruction, comms before the trade, access to the order pad.
- 2Build a timeline correlating the chat, the access event and the execution.
- 3Quantify the abnormal profit vs. the trader's baseline.
- 4Draft the investigation summary with cited cross-signal evidence.
Output A packet for the conduct committee with a recommended decision … gated by the senior oversight agent before it proceeds.
In numbers
37 min
Median investigation time
Handoffs
Across ⇢ Financial Crime → Investigations where conduct overlaps with AML